Regulatory Investigations

Our lawyers have extensive regulatory investigation experience, including:

  • acting for the employees of a number of domestic and international banks and insurance companies in connection with various ASIC, ACCC and foreign regulatory investigations, including in relation to the manipulation of the bank bill swap rate and foreign currency rates and syndicated lending facilities. Our lawyers have also attended s 19 ASIC examinations;
  • providing advice in relation to insider trading claims;
  • providing advice in relation to an ICAC investigation;
  • acting for a large international bank which successfully defended proceedings alleging that it was involved in taking secret commissions when engaged in foreign currency transactions;
  • representing members of an organisation of employers in s 155 examinations by the ACCC and subsequently representing the organisation in proceedings commenced by the ACCC;
  • providing advice on notices issued by the ACCC under s 155 of the Competition and Consumer Act 2010 (Cth);
  • conducting regulatory compliance audits and preparing regulatory compliance reports for s 87B undertakings under the Australian Consumer Law, for a number of companies such as Telstra and NBN Co, Electronic Arts Inc, EA Swiss Sarl and Electronic Arts Pty Ltd, Linfox Armaguard, Sigma Healthcare Limited
  • acting for employees of casinos in relation to reviews by the Independent Liquor and Gaming Authority and by ASIC;
  • acting for two individuals in the Public Inquiry into RSL NSW under the Charitable Fundraising Act;
  • advising financial institutions about investigations by Australian and overseas regulators;
  • providing advice in relation to an investigation by the Independent Commission Against Corruption; and
  • providing advice about directors’ duties and related investigations by ASIC

What Our Clients are Saying

  • In my experience, Resolve Litigation Lawyers … and its team members pride themselves on making a positive difference to their client’s business.

    They are a small practice but with large law firm expertise. I have over 20 years of experience in business, corporate finance and large transactions, dealing with the largest legal practices in Australia, and indeed in the UK, Europe and the US. I am therefore a tough client in wanting excellent service, strong legal capability but “arms and legs” support when required. In many transactions over the recent past, including several extremely complex cases, Resolve has given my company that support, dedication and expertise.

    Finally, I truly value them telling it like it is, not what the client wants to hear. A rare trait in my opinion.

    Warren Murphy

    Executive Chairman, Sanctuary Energy Pty Limited

  • Resolve excel at what they do

    Michael Daniel has assisted a number of my clients over the years.

    He is incredibly strategic and quickly identifies the pressure points in a dispute, always with an eye for a commercial settlement.

    His support team of lawyers are also uniformly excellent.

    Ian McGill

    Former Managing Partner of Allens

  • Thank you for everything that you have done for me.

    Resolve have achieved some wonderful results for me.

    The whole team has always made me feel not only welcome but confident in their expertise and fierce in their determination to pursue the task.

    John Campbell

  • Resolve Litigation Lawyers provide honest, practical, and realistic legal advice.

    Resolve have represented the corporate groups I have led, as well as my family and myself, with exceptional professionalism.

    Nicola, Michael, and David bring specialised expertise and superior legal acumen, backed by their experience with leading global law firms. Their clients benefit from top-tier legal advice that is strategically focused and cost-effective.

    What truly sets them apart is their combination of realism, deep legal insight, and genuine care for their clients — an approach that consistently delivers favourable outcomes.

    Ryan Mount

    Balclutha Advisors

  • We are happy with the outcome and we cannot thank Resolve enough.

    Nicola Nygh, David Stano and all involved in helping us through our matter have been the calming voice of reason in a very emotional time and we would recommend Resolve’s services highly to anyone who might need them.

    Max and Mel

Contact Us

Contact us today to discuss your requirements - our team are standing by to assist you.

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